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DAIWA ASSET MANAGEMENT (H.K.) LIMITED 大和投資管理(香港)有限公司

SFC Inactive
SFC ID:AAB361
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SFC licences & institution history

No current licences
SFC ID:AAB361

Daiwa Asset Management (H.K.) Limited

2 former names

  1. Bykowski Trading Limited

    Earlier period—1988.08.12

    SFC name change: 1988.08.12

    No SFO licence period listed under this name

  2. Daiwa Investment Advisors (H.K.) Limited

    1988.08.12—1995.06.15

    SFC name change: 1995.06.15

    No SFO licence period listed under this name

  3. Daiwa Asset Management (H.K.) Limited

    1995.06.15—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9
Licences of Daiwa Asset Management (H.K.) Limited (AAB361)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2004.11.29
TYPE 4Advising on securities
  • 2003.04.01—2023.02.02
TYPE 5Advising on futures contracts
  • 2003.04.01—2007.07.12
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.29
TYPE 9Asset management
  • 2003.04.01—2021.06.09