China Enterprise Securities Company Limited 華業金控證券有限公司

SFC Licensed

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2004-11-10
C	Advising on futures contracts	-	2004-11-10
C	Advising on futures contracts	2019-02-19	2026-02-04
C	Advising on securities	-	-
C	Asset management	-	-
C	Dealing in futures contracts	2019-02-19	2026-02-04
C	Dealing in securities	2011-01-27	2026-02-04