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China Enterprise Securities Company Limited 華業金控證券有限公司

SFC Licensed
SFC ID:ADJ832
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SFC licences & institution history

Currently licensed
SFC ID:ADJ832

China Enterprise Securities Company Limited

3 former names

  1. Sterling Consultants Limited

    Earlier period—1996.05.21

    SFC name change: 1996.05.21

    No SFO licence period listed under this name

  2. Masako Watanabe & Associates Limited

    1996.05.21—2016.07.28

    SFC name change: 2016.07.28

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9

  3. CHINALIN SECURITIES (HONG KONG) COMPANY LIMITED

    2016.07.28—2019.04.11

    SFC name change: 2019.04.11

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9

  4. China Enterprise Securities Company Limited

    2019.04.11—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9
Licences of China Enterprise Securities Company Limited (ADJ832)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2011.01.27—2026.02.04
TYPE 2Dealing in futures contracts
  • 2019.02.19—2026.02.04
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2004.11.10
  • 2019.02.19—2026.02.04
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.10
TYPE 9Asset management
  • 2003.04.01—Present