Webb-site Legacy

RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司

SFC InactiveDissolved

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	2011-11-09	2012-11-01
R	Advising on corporate finance	2012-11-01	2016-07-26
C	Advising on securities	2010-09-09	2012-11-01
R	Advising on securities	2012-11-01	2016-07-26
C	Dealing in securities	2010-09-09	2012-11-01
R	Dealing in securities	2012-11-01	2016-07-26