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RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司

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SFC ID:AVF500
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SFC licences & institution history

No current licences
SFC ID:AVF500

RBC Capital Markets (Hong Kong) Limited

1 former names

  1. Equity Success Limited

    Earlier period—2010.03.12

    SFC name change: 2010.03.12

    No SFO licence period listed under this name

  2. RBC Capital Markets (Hong Kong) Limited

    2010.03.12—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6
Licences of RBC Capital Markets (Hong Kong) Limited (AVF500)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2010.09.09—2012.11.01
TYPE 1Dealing in securities
  • 2012.11.01—2016.07.26
TYPE 4Advising on securities
  • 2010.09.09—2012.11.01
TYPE 4Advising on securities
  • 2012.11.01—2016.07.26
TYPE 6Advising on corporate finance
  • 2011.11.09—2012.11.01
TYPE 6Advising on corporate finance
  • 2012.11.01—2016.07.26