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RICHMOND ASSET MANAGEMENT LIMITED (HK)

SFC InactiveDissolved
SFC ID:ABA047
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SFC licences & institution history

No current licences
SFC ID:ABA047

Richmond Asset Management Limited

1 former names

  1. Taishin Investments Limited

    Earlier period—1991.05.28

    SFC name change: 1991.05.28

    No SFO licence period listed under this name

  2. Richmond Asset Management Limited

    1991.05.28—Registered name

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9
Licences of Richmond Asset Management Limited (ABA047)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—2016.11.01
TYPE 5Advising on futures contracts
  • 2003.04.01—2005.01.13
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.13
TYPE 9Asset management
  • 2003.04.01—2016.11.01