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RBS Securities (Far East) Limited

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SFC ID:AAL421
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SFC licences & institution history

No current licences
SFC ID:AAL421

RBS Securities (Far East) Limited

3 former names

  1. ABN Securities International (Hong Kong) Limited

    Earlier period—1990.07.19

    SFC name change: 1990.07.19

    No SFO licence period listed under this name

  2. ABN Capital Markets Far East Limited

    1990.07.19—1991.08.30

    SFC name change: 1991.08.30

    No SFO licence period listed under this name

  3. ABN AMRO Securities (Far East) Limited

    1991.08.30—2009.09.03

    SFC name change: 2009.09.03

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. RBS Securities (Far East) Limited

    2009.09.03—Registered name

    No SFO licence period listed under this name

Licences of RBS Securities (Far East) Limited (AAL421)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2005.03.01
TYPE 4Advising on securities
  • 2003.04.01—2005.03.01
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.01
TYPE 9Asset management
  • 2003.04.01—2005.03.01