NH INVESTMENT &AMP; SECURITIES (H.K.) LIMITED 農協投資證券(香港)有限公司

SFC Licensed

CCASS ID:B02191

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2004-12-08
C	Advising on securities	-	-
C	Asset management	-	2004-12-08
C	Dealing in futures contracts	2021-05-14	-
C	Dealing in securities	-	-
C	Leveraged foreign exchange trading	2013-09-17	2020-11-25