Webb-site Legacy

Home

NH INVESTMENT & SECURITIES (H.K.) LIMITED 農協投資證券(香港)有限公司

SFC Licensed
SFC ID:ACN469
CCASS ID:B02191
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:ACN469

NH Investment & Securities (H.K.) Limited

3 former names

  1. LG Securities (H.K.) Limited

    Earlier period—2005.04.09

    SFC name change: 2005.04.09

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. Woori Investment & Securities (H.K.) Limited

    2005.04.09—2015.03.16

    SFC name change: 2015.03.16

    Licences in this name periodTYPE 1TYPE 3TYPE 4

  3. NH Investment & Securities(H.K.) Limited

    2015.03.16—2015.03.23

    SFC name change: 2015.03.23

    Licences in this name periodTYPE 1TYPE 3TYPE 4

  4. NH Investment & Securities (H.K.) Limited

    2015.03.23—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 3TYPE 4
Licences of NH Investment & Securities (H.K.) Limited (ACN469)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2021.05.14—Present
TYPE 3Leveraged foreign exchange trading
  • 2013.09.17—2020.11.25
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.12.08
TYPE 9Asset management
  • 2003.04.01—2004.12.08