Webb-site Legacy

Home

QMIS Securities Limited 華亞證券有限公司

SFC Licensed
SFC ID:ARK249
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout
Public Disciplinary Actions
Huang Kuang Cheng and QMIS Securities Ltd convicted of giving false or misleading information to SFC
SFC, 30-Jun-2017
No, "job rotation" is not an acceptable euphemism for "fired for stealing client money". The firm had fired Yu Chun Chieh, whom the SFC banned for life on 2-Jun-2015. Mr Huang is now an RO of i-Golden Data Capital Ltd. He and QMIS were each fined HK$10k.
Orgs
People
SFC bans Yu Chun Chieh, ex-QMIS Securities, for life
SFC, 02-Jun-2015
Orgs
People