Webb-site Legacy

Home

Optima Capital Limited 創越融資有限公司

SFC Licensed
SFC ID:AAH672
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AAH672

Optima Capital Limited

4 former names

  1. Kim Eng Research (Hong Kong) Limited

    Earlier period—1993.07.08

    SFC name change: 1993.07.08

    No SFO licence period listed under this name

  2. Kim Eng Capital (Hong Kong) Limited

    1993.07.08—2004.04.16

    SFC name change: 2004.04.16

    Licences in this name periodTYPE 4TYPE 6TYPE 9
  3. KE Capital (Hong Kong) Limited

    2004.04.16—2005.06.22

    SFC name change: 2005.06.22

    Licences in this name periodTYPE 6
  4. VXL Financial Services Limited

    2005.06.22—2007.08.20

    SFC name change: 2007.08.20

    Licences in this name periodTYPE 6
  5. Optima Capital Limited

    2007.08.20—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6
Licences of Optima Capital Limited (AAH672)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2007.10.25—2024.05.30
TYPE 4Advising on securities
  • 2003.04.01—2003.07.11
  • 2007.10.25—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—2003.07.11