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LEHMAN BROTHERS ASIA HOLDINGS LIMITED 美國雷曼兄弟亞洲控股有限公司

SFC Inactive
SFC ID:AAE686
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SFC licences & institution history

No current licences
SFC ID:AAE686

Lehman Brothers Asia Holdings Limited

1 former names

  1. Shearson Lehman Hutton Asia Holdings Limited

    Earlier period—1991.02.12

    SFC name change: 1991.02.12

    No SFO licence period listed under this name

  2. Lehman Brothers Asia Holdings Limited

    1991.02.12—Registered name

    Licences in this name periodTYPE 4TYPE 6TYPE 9
Licences of Lehman Brothers Asia Holdings Limited (AAE686)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—2003.08.31
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.08.31
TYPE 9Asset management
  • 2003.04.01—2003.08.31