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BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED

SFC Licensed
SFC ID:AAF778
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SFC licences & institution history

Currently licensed
SFC ID:AAF778

Brown Brothers Harriman (Hong Kong) Limited

1 former names

  1. Southorn Investments Limited

    Earlier period—1989.12.29

    SFC name change: 1989.12.29

    No SFO licence period listed under this name

  2. Brown Brothers Harriman (Hong Kong) Limited

    1989.12.29—Registered name

    Licences in this name periodTYPE 1TYPE 3TYPE 4TYPE 6TYPE 9
Licences of Brown Brothers Harriman (Hong Kong) Limited (AAF778)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 3Leveraged foreign exchange trading
  • 2011.01.04—Present
TYPE 4Advising on securities
  • 2003.04.01—2014.07.03
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.12.07
TYPE 9Asset management
  • 2003.04.01—2008.07.21