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SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 永豐金資產管理(亞洲)有限公司

SFC Licensed
SFC ID:AEJ382
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SFC licences & institution history

Currently licensed
SFC ID:AEJ382

SinoPac Asset Management (Asia) Limited

5 former names

  1. Easyfill Management Limited

    Earlier period—1996.02.01

    SFC name change: 1996.02.01

    No SFO licence period listed under this name

  2. NSC Financial Services Limited

    1996.02.01—1997.07.30

    SFC name change: 1997.07.30

    No SFO licence period listed under this name

  3. National Asset Management (Asia) Limited

    1997.07.30—1999.05.28

    SFC name change: 1999.05.28

    No SFO licence period listed under this name

  4. NITC Asset Management (Asia) Limited

    1999.05.28—2004.11.08

    SFC name change: 2004.11.08

    Licences in this name periodTYPE 4TYPE 6TYPE 9

  5. 建華資產管理(亞洲)有限公司

    2004.11.08—2006.11.13

    SFC name change: 2006.11.13

    Licences in this name periodTYPE 4TYPE 9

  6. SinoPac Asset Management (Asia) Limited

    2006.11.13—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of SinoPac Asset Management (Asia) Limited (AEJ382)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2009.06.02—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.10.26
TYPE 9Asset management
  • 2003.04.01—Present