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REGENT FINANCIAL SERVICES LIMITED 勵晶財務顧問有限公司

SFC Inactive
SFC ID:AAJ358
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SFC licences & institution history

No current licences
SFC ID:AAJ358

Regent Financial Services Limited

2 former names

  1. Union Pride Co Ltd

    Earlier period—1991.07.18

    SFC name change: 1991.07.18

    No SFO licence period listed under this name

  2. Union Pride Company Limited

    1991.07.18—1993.01.12

    SFC name change: 1993.01.12

    No SFO licence period listed under this name

  3. Regent Financial Services Limited

    1993.01.12—Registered name

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9
Licences of Regent Financial Services Limited (AAJ358)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—2005.02.08
TYPE 5Advising on futures contracts
  • 2003.04.01—2005.02.08
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.02.08
TYPE 9Asset management
  • 2003.04.01—2005.11.17