Webb-site Legacy

Home

SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 申萬宏源融資(香港)有限公司

SFC Licensed
SFC ID:ABC209
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:ABC209

Shenwan Hongyuan Capital (H.K.) Limited

4 former names

  1. Biola Limited

    Earlier period—1993.06.30

    SFC name change: 1993.06.30

    No SFO licence period listed under this name

  2. Shanghai Hong Kong International Capital Limited

    1993.06.30—1993.12.06

    SFC name change: 1993.12.06

    No SFO licence period listed under this name

  3. Shanghai International Capital (H.K.) Limited

    1993.12.06—1996.11.11

    SFC name change: 1996.11.11

    No SFO licence period listed under this name

  4. Shenyin Wanguo Capital (H.K.) Limited

    1996.11.11—2015.05.21

    SFC name change: 2015.05.21

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  5. Shenwan Hongyuan Capital (H.K.) Limited

    2015.05.21—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6
Licences of Shenwan Hongyuan Capital (H.K.) Limited (ABC209)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—2005.02.24