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CAPE ASSET MANAGEMENT LIMITED 海角資產管理有限公司

SFC Inactive
SFC ID:ADJ150
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SFC licences & institution history

No current licences
SFC ID:ADJ150

Cape Asset Management Limited

1 former names

  1. Seven Asset Management (Hong Kong) Limited, The

    Earlier period—2006.01.07

    SFC name change: 2006.01.07

    Licences in this name periodTYPE 4TYPE 6TYPE 9

  2. Cape Asset Management Limited

    2006.01.07—Registered name

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9
Licences of Cape Asset Management Limited (ADJ150)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—2024.03.13
TYPE 5Advising on futures contracts
  • 2006.05.23—2024.03.13
TYPE 6Advising on corporate finance
  • 2003.04.01—2014.10.15
TYPE 9Asset management
  • 2003.04.01—2024.03.13