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TIS SECURITIES (HK) LIMITED 金鼎綜合證券(香港)有限公司

SFC Inactive
SFC ID:ACF696
CCASS ID:B01652
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SFC licences & institution history

No current licences
SFC ID:ACF696

TIS Securities (HK) Limited

2 former names

  1. Taiwan International Securities (HK) Limited

    Earlier period—1998.04.03

    SFC name change: 1998.04.03

    No SFO licence period listed under this name

  2. TIS Taiwan International Securities (HK) Limited

    1998.04.03—2001.04.18

    SFC name change: 2001.04.18

    No SFO licence period listed under this name

  3. TIS Securities (HK) Limited

    2001.04.18—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 7TYPE 9
Licences of TIS Securities (HK) Limited (ACF696)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2012.06.28
TYPE 2Dealing in futures contracts
  • 2005.01.21—2012.06.28
TYPE 4Advising on securities
  • 2003.04.01—2012.06.28
TYPE 6Advising on corporate finance
  • 2003.04.01—2012.06.28
TYPE 7Providing automated trading services
  • 2003.04.01—2005.01.20
TYPE 9Asset management
  • 2003.04.01—2005.01.20