TIS SECURITIES (HK) LIMITED 金鼎綜合證券(香港)有限公司

SFC Inactive

CCASS ID:B01652

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2012-06-28
C	Advising on securities	-	2012-06-28
C	Asset management	-	2005-01-20
C	Automated trading services	-	2005-01-20
C	Dealing in futures contracts	2005-01-21	2012-06-28
C	Dealing in securities	-	2012-06-28