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SOUTH CHINA CAPITAL LIMITED 南華融資有限公司

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SFC ID:AAI635
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Public Disciplinary Actions
Seamless Green (8150): IFA recommends voting against issue of warrants to Chairman and refresh of general mandate
Company circular, 21-Feb-2011
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SFC fines two former South China Capital employees in relation to a listing sponsorship
SFC, 03-Dec-2008
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Topics
Eric Chan Shun Kuen v SFC
SFAT, 28-Nov-2008
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Robin Jonathan Gibbs Fox v SFC
SFAT, 28-Nov-2008
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SFC reaches s201 SFO Agreement with South China Capital Ltd and South China Research Ltd
SFC, 19-Dec-2007
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SFC fines Richard Howard Gorges HK$250k, suspends type 6 licence
SFC, 19-Dec-2007
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