Webb-site Legacy

Home

BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 法國巴黎資本(亞太)有限公司

SFC Inactive
SFC ID:AEO798
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout
Public Disciplinary Actions
Court doesn't find insider dealing in IDS shares
SFC, 18-Jan-2018
Orgs
People
Topics
Court sets pre-trial date 12-Sep-2017 for IDS insider dealing case
SFC, 26-Jul-2017
Orgs
People
Topics
SFC commences insider dealing prosecutions over IDS privatisation
SFC, 09-Jun-2017
Mr Lam Yik Tung is alleged to have tipped his friends in Aug-2010. According to Webb-site Who's Who, he worked for BNP Paribas until 17-Apr-2014. BNP Paribas was the independent financial adviser to Li & Fung Ltd on the privatisation.
Orgs
People
Topics
HKSAR v Sammy Ma Hon Kit & Cordelia Tso Kin Wah
HK Court of Final Appeal, 18-Mar-2011
Orgs
People
Topics
CFA upholds insider dealing convictions
SFC, 15-Mar-2011
Orgs
People
Topics
Court of Appeal upholds 2 out of 3 insider dealing convictions
SFC, 12-Oct-2010
Orgs
People
Topics
HKSAR v Sammy Ma Hon Kit, Cordelia Tso Kin Wah & Ronald Ma Chun Ho
HK Court of First Instance, 12-Oct-2010
Orgs
People
Topics
First jail sentence for insider dealing in Hong Kong
SFC, 01-Apr-2009
Orgs
People
Topics
Five convicted of insider dealing in landmark trial
SFC, 11-Mar-2009
Orgs
People
Topics
Insider dealing case transferred to District Court
SFC, 17-Mar-2008
Orgs
People
Topics
Five face charges of insider trading
HK Standard, 29-Feb-2008
Orgs
People
Topics
First criminal prosecution for insider dealing
SFC, 28-Feb-2008
Almost 5 years after insider dealing became a criminal offence!
Orgs
People
Topics
Kin Don't
Webb-site.com, 01-Sep-2000
We have a rule of thumb when investing in small-caps: if a stock is going to implode, it will usually do so within the first 2 years after listing. Suit maker Kin Don provides an excellent example of this. Enjoy this horror story of questionable announcements, timely directors' dealings and several demonstrations of how to exploit Hong Kong's weak regulatory framework.
Orgs
People