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KGI Asset Management Limited 凱基資產管理有限公司

SFC Licensed
SFC ID:AEN441
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SFC licences & institution history

Currently licensed
SFC ID:AEN441

KGI Asset Management Limited

1 former names

  1. Alpha Global Asset Management Limited

    Earlier period—2015.03.06

    SFC name change: 2015.03.06

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. KGI Asset Management Limited

    2015.03.06—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of KGI Asset Management Limited (AEN441)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2013.05.31—2025.07.24
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2016.11.22
TYPE 9Asset management
  • 2003.04.01—Present