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KGI SECURITIES (KOREA) INTERNATIONAL LIMITED

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SFC ID:AFD136
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SFC licences & institution history

No current licences
SFC ID:AFD136

KGI Securities (Korea) International Limited

1 former names

  1. KGI Venture Partners Limited

    Earlier period—2001.06.10

    SFC name change: 2001.06.10

    No SFO licence period listed under this name

  2. KGI Securities (Korea) International Limited

    2001.06.10—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of KGI Securities (Korea) International Limited (AFD136)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2004.09.20
TYPE 4Advising on securities
  • 2003.04.01—2004.09.20
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.09.20
TYPE 9Asset management
  • 2003.04.01—2004.09.20