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STI Asset Management Limited Public Disciplinary Actions
STI Asset Management Limited
SFC Inactive
SFC ID:
ARH514
CCASS ID:
B02005
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Public Disciplinary Actions
SFC fines Solomon Independent Financial Advisors Ltd HK$1.5m and suspends RO
SFC, 13-Oct-2011
We note that Solomon shares two Responsible Officers, including the suspended Connie Leung Wing Kam, with VMS Asset Management Ltd.
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