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Fleming Family & Partners (Asia) Limited Hong Kong SFC License Details
Fleming Family & Partners (Asia) Limited
SFC Inactive
Dissolved
SFC ID:
ANK863
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on securities
2006-11-13
2009-09-14
C
Asset management
2008-02-06
2009-09-14