| C/R | Regulated Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | - | 2004-12-01 |
| C | Advising on corporate finance | 2005-07-22 | 2009-09-07 |
| C | Advising on futures contracts | - | 2004-12-01 |
| C | Advising on securities | - | 2004-12-01 |
| C | Advising on securities | 2005-07-22 | 2009-09-07 |
| C | Asset management | - | 2004-12-01 |
| C | Dealing in futures contracts | - | 2004-12-01 |
| C | Dealing in securities | - | 2009-09-07 |