Personnel Hong Kong SFC License Details (ID 100003)

Personnel Hong Kong SFC License Details (ID 100003)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T. Rowe Price Hong Kong Limited	RO	Advising on securities	2023-09-27	-
	RO	Asset management	2023-09-27	-
	Rep	Advising on securities	2010-12-31	2023-09-27
	Rep	Asset management	2010-12-31	2023-09-27
T. ROWE PRICE INTERNATIONAL, INC.	Rep	Advising on securities	2010-10-25	2010-12-31
	Rep	Asset management	2010-10-25	2010-12-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-04-08	2010-09-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-08-05	2010-09-01
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-06-01	2010-09-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2003-04-01	2004-10-13
	Rep	Advising on securities	2003-04-01	2004-10-13
	Rep	Asset management	2003-04-01	2004-10-13
	Rep	Dealing in securities	2003-04-01	2006-04-14