Personnel SFC Licences and HKMA Registrations (ID 100015)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T. Rowe Price Hong Kong Limited	Rep	Dealing in futures contracts	2016-12-01	-
	Rep	Dealing in securities	2013-02-08	-
	Rep	Asset management	2010-12-31	-
	Rep	Advising on securities	2010-12-31	2025-08-25
T. ROWE PRICE INTERNATIONAL, INC.	Rep	Advising on corporate finance	2003-04-01	2004-10-14
	Rep	Advising on securities	2003-04-01	2010-12-31
	Rep	Asset management	2003-04-01	2010-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.