Smith, Neil (SFC:AVM853)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T. Rowe Price Hong Kong Limited	Rep	Asset management	2026-02-11	-
	Rep	Dealing in futures contracts	2026-02-11	-
	Rep	Dealing in securities	2026-02-11	-
	Rep	Dealing in futures contracts	2025-09-30	2025-10-09
	Rep	Dealing in securities	2025-09-30	2025-10-09
	Rep	Advising on securities	2011-01-06	2025-09-09
	Rep	Asset management	2011-01-06	2025-09-09
T. ROWE PRICE INTERNATIONAL, INC.	Rep	Advising on securities	2010-08-09	2010-12-31
	Rep	Asset management	2010-08-09	2010-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T. Rowe Price Hong Kong Limited	Rep	Asset management	2026-02-11	-
	Rep	Dealing in futures contracts	2026-02-11	-
	Rep	Dealing in securities	2026-02-11	-
	Rep	Dealing in futures contracts	2025-09-30	2025-10-09
	Rep	Dealing in securities	2025-09-30	2025-10-09
	Rep	Advising on securities	2011-01-06	2025-09-09
	Rep	Asset management	2011-01-06	2025-09-09
T. ROWE PRICE INTERNATIONAL, INC.	Rep	Advising on securities	2010-08-09	2010-12-31
	Rep	Asset management	2010-08-09	2010-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.