Personnel Hong Kong SFC License Details (ID 100019)

Personnel Hong Kong SFC License Details (ID 100019)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OUTSET GLOBAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2025-05-23	-
	RO	Dealing in securities	2025-05-16	-
	Rep	Dealing in securities	2025-02-03	2025-05-16
T. Rowe Price Hong Kong Limited	Rep	Dealing in futures contracts	2016-12-01	2023-02-10
	Rep	Dealing in securities	2013-02-08	2023-02-10
	Rep	Advising on securities	2010-12-31	2023-02-10
	Rep	Asset management	2010-12-31	2023-02-10
T. ROWE PRICE INTERNATIONAL, INC.	Rep	Advising on securities	2008-05-03	2010-12-31
	Rep	Asset management	2008-05-03	2010-12-31
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2007-03-01	2008-02-28