Personnel Hong Kong SFC License Details (ID 100023)

Personnel Hong Kong SFC License Details (ID 100023)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MOUNT LOGAN CAPITAL LIMITED	RO	Advising on securities	2020-01-07	-
	RO	Asset management	2020-01-07	-
	Rep	Advising on securities	2018-09-26	2020-01-07
	Rep	Asset management	2018-09-26	2020-01-07
CN CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2016-06-22	2017-01-09
Neuberger Berman Asia Limited	Rep	Advising on securities	2015-01-22	2016-05-01
	Rep	Dealing in securities	2015-01-22	2016-05-01
T. Rowe Price Hong Kong Limited	Rep	Advising on securities	2010-12-31	2014-07-04
	Rep	Asset management	2010-12-31	2014-07-04
T. ROWE PRICE INTERNATIONAL, INC.	Rep	Advising on securities	2004-09-10	2010-12-31
	Rep	Asset management	2004-09-10	2010-12-31