Personnel Hong Kong SFC License Details (ID 100024)

Personnel Hong Kong SFC License Details (ID 100024)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
T. Rowe Price Hong Kong Limited	Rep	Advising on securities	2010-12-31	2021-04-30
	Rep	Asset management	2010-12-31	2021-04-30
T. ROWE PRICE INTERNATIONAL, INC.	Rep	Asset management	2006-09-04	2010-12-31
	Rep	Advising on securities	2006-06-15	2010-12-31
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2004-02-11	2005-01-24
	Rep	Advising on securities	2004-02-11	2006-06-02
Credit Suisse Securities (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-11-21
	Rep	Advising on securities	-	2003-11-21
	Rep	Asset management	-	2003-11-21