Personnel Hong Kong SFC License Details (ID 100033)

Personnel Hong Kong SFC License Details (ID 100033)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Forthright Capital Management Limited	RO	Advising on securities	2023-08-21	-
	RO	Asset management	2023-08-21	-
	RO	Dealing in securities	2023-08-21	-
Awaken Thunder Capital Limited	RO	Asset management	2022-03-01	2023-08-20
	Rep	Asset management	2019-06-28	2022-03-01
	RO	Advising on securities	2019-06-28	2023-08-20
	RO	Dealing in securities	2019-06-28	2023-08-20
Quam Securities Limited	Rep	Advising on securities	2015-09-29	2016-08-31
	Rep	Asset management	2015-09-29	2016-08-31
	Rep	Dealing in futures contracts	2012-03-05	2016-08-31
	Rep	Dealing in securities	2011-11-23	2016-08-31
King Sun Securities Limited	Rep	Dealing in securities	2006-08-15	2011-11-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-04-19	2006-08-11
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-04-19	2006-08-11
CVP Securities Limited	Rep	Dealing in securities	2004-08-17	2004-12-03
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-07-22	2004-08-11
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-07-22	2004-08-11
MEGA CAPITAL (ASIA) COMPANY LIMITED	Rep	Advising on corporate finance	2003-06-25	2004-06-17