Personnel SFC Licences and HKMA Registrations (ID 100055)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Taiping Securities (HK) Co Limited	Rep	Dealing in securities	2026-07-09	-
	RO	Dealing in securities	2024-09-10	2026-07-09
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	Rep	Advising on securities	2015-12-28	2017-04-07
	Rep	Asset management	2015-12-28	2017-04-07
Taiping Securities (HK) Co Limited	Rep	Providing automated trading services	2003-04-01	2003-08-22
	Rep	Advising on corporate finance	2003-04-01	2003-09-30
	Rep	Advising on securities	2003-04-01	2003-09-30
	Rep	Asset management	2003-04-01	2003-09-30
	Rep	Dealing in securities	2003-04-01	2024-09-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.