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Personnel Hong Kong SFC License Details (ID 100073)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Taiping Securities (HK) Co Limited
Rep
Dealing in securities
2011-01-03
2012-01-31
YF Life Investors Limited
Rep
Dealing in securities
2006-04-25
2010-11-08
Rep
Advising on securities
2005-10-12
2010-11-08