Personnel SFC Licences and HKMA Registrations (ID 100088)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
I Win Asset Management Limited	RO	Advising on securities	2025-01-10	-
	RO	Asset management	2025-01-10	-
	Rep	Advising on securities	2021-08-31	2025-01-10
	Rep	Asset management	2021-08-31	2025-01-10
I WIN SECURITIES LIMITED	RO	Dealing in securities	2021-06-02	-
Taiping Securities (HK) Co Limited	RO	Dealing in securities	2013-08-30	2020-12-17
TAIPING CAPITAL LIMITED	Rep	Advising on corporate finance	2013-07-16	2013-08-28
Taiping Securities (HK) Co Limited	Rep	Advising on corporate finance	2003-04-01	2003-06-11
	Rep	Advising on securities	2003-04-01	2003-06-11
	Rep	Asset management	2003-04-01	2003-06-11
	Rep	Providing automated trading services	2003-04-01	2003-08-22
	Rep	Dealing in securities	2003-04-01	2013-08-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.