Personnel Hong Kong SFC License Details (ID 100126)

Personnel Hong Kong SFC License Details (ID 100126)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPBEST COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2026-03-20	-
UPBEST SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2023-01-16	-
GT CAPITAL LIMITED	Rep	Dealing in securities	2018-02-28	2022-01-01
UPBEST SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-06-08	2017-01-06
THING ON SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-11-29
	Rep	Advising on securities	2003-04-01	2004-11-29
	Rep	Asset management	2003-04-01	2004-11-29
	Rep	Dealing in securities	2003-04-01	2016-06-01