Personnel Hong Kong SFC License Details (ID 100129)

Personnel Hong Kong SFC License Details (ID 100129)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
M&AMP;F ASSET MANAGEMENT LIMITED	RO	Asset management	2019-09-06	-
	RO	Advising on securities	2017-05-04	-
	RO	Dealing in securities	2017-05-04	-
	Rep	Advising on securities	2017-04-20	2017-05-04
	Rep	Dealing in securities	2017-04-20	2017-05-04
China Prospect Securities Limited	RO	Dealing in securities	2016-02-23	2017-04-18
	Rep	Dealing in securities	2016-02-04	2016-02-23
WINWIN SECURITIES LIMITED	RO	Dealing in securities	2015-02-05	2016-02-02
THOMAS GLOBAL FINANCIAL SERVICES LIMITED	RO	Dealing in securities	2014-07-23	2014-11-27
	Rep	Dealing in securities	2010-10-27	2014-07-23