Personnel SFC Licences and HKMA Registrations (ID 100140)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TOYO SECURITIES ASIA LIMITED	RO	Advising on securities	2020-05-08	-
	RO	Dealing in securities	2020-05-08	-
	Rep	Advising on securities	2013-08-09	2020-05-08
	Rep	Dealing in securities	2011-02-09	2020-05-08
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2010-10-15	2010-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.