| Virtu ITG Hong Kong Limited | Rep | Providing automated trading services | 2014-07-02 | 2021-02-02 |
| Rep | Dealing in securities | 2014-07-02 | 2021-02-02 |
| MACQUARIE CAPITAL LIMITED | Rep | Providing automated trading services | 2013-07-12 | 2014-02-21 |
| Rep | Dealing in securities | 2013-07-12 | 2014-02-21 |
| TUFTON OCEANIC FAR EAST LIMITED | RO | Advising on securities | 2009-11-19 | 2012-06-30 |
| RO | Asset management | 2009-11-19 | 2012-06-30 |
| RO | Dealing in securities | 2009-11-19 | 2012-06-30 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-11 | 2009-04-01 |
| Rep | Dealing in futures contracts | 2008-11-11 | 2009-04-01 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2006-09-01 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2006-09-01 | 2008-11-24 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-09-01 | 2009-04-01 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-03-07 | 2009-04-01 |