| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ST. JAMES'S PLACE (HONG KONG) LIMITED | Rep | Advising on securities | 2024-09-05 | - |
| Rep | Asset management | 2024-09-05 | - | |
| Rep | Dealing in securities | 2024-09-05 | - | |
| RO | Advising on securities | 2016-07-11 | 2024-09-05 | |
| RO | Dealing in securities | 2016-07-11 | 2024-09-05 | |
| RO | Asset management | 2015-10-30 | 2024-09-05 | |
| Rep | Advising on securities | 2015-08-27 | 2016-07-11 | |
| Rep | Dealing in securities | 2015-08-27 | 2016-07-11 | |
| Tyche Group Limited | RO | Advising on corporate finance | 2003-04-01 | 2004-05-21 |
| RO | Advising on securities | 2003-04-01 | 2014-12-05 | |
| RO | Asset management | 2003-04-01 | 2014-12-05 |
No HKMA registrations in the collected records.