Personnel Hong Kong SFC License Details (ID 100163)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ST. JAMES'S PLACE (HONG KONG) LIMITED	RO	Asset management	2015-10-30	-
	RO	Advising on securities	2014-11-13	-
	RO	Dealing in securities	2014-11-13	-
	Rep	Advising on securities	2013-10-02	2014-11-13
	Rep	Dealing in securities	2013-10-02	2014-11-13
Tyche Group Limited	Rep	Advising on corporate finance	2003-04-01	2004-05-21
	Rep	Advising on securities	2003-04-01	2013-09-02
	Rep	Asset management	2003-04-01	2013-09-02