Personnel Hong Kong SFC License Details (ID 100173)

Personnel Hong Kong SFC License Details (ID 100173)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOSCO SECURITIES LIMITED	RO	Asset management	2024-05-14	-
	RO	Advising on securities	2022-06-29	-
	RO	Dealing in securities	2022-06-29	-
	Rep	Advising on securities	2022-06-16	2022-06-29
	Rep	Dealing in securities	2022-06-16	2022-06-29
VALUABLE CAPITAL LIMITED	RO	Advising on futures contracts	2020-04-22	2022-05-31
	RO	Asset management	2018-01-31	2022-05-31
	RO	Advising on securities	2017-09-27	2022-05-31
	RO	Dealing in futures contracts	2017-09-27	2022-05-31
	RO	Dealing in securities	2010-07-14	2022-05-31
BERICH FUTURES (H.K.) COMPANY LIMITED	RO	Dealing in futures contracts	2006-07-18	2010-07-01
BERICH BROKERAGE LIMITED	RO	Dealing in securities	2005-09-07	2010-07-01
BERICH FUTURES (H.K.) COMPANY LIMITED	Rep	Dealing in futures contracts	2003-06-07	2006-07-18
BERICH BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-03
	Rep	Advising on securities	2003-04-01	2003-06-03
	Rep	Asset management	2003-04-01	2003-06-03
	Rep	Dealing in securities	2003-04-01	2005-09-07