| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | Dealing in futures contracts | 2009-12-22 | - |
| RO | Dealing in securities | 2009-12-22 | - | |
| Rep | Dealing in futures contracts | 2008-10-21 | 2009-12-22 | |
| Rep | Dealing in securities | 2008-10-21 | 2009-12-22 | |
| TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2004-12-31 | 2007-01-10 |
| RO | Dealing in securities | 2004-12-31 | 2007-01-10 |