Personnel Hong Kong SFC License Details (ID 100180)

Personnel Hong Kong SFC License Details (ID 100180)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	Rep	Dealing in securities	2012-03-06	2016-04-01
	RO	Dealing in securities	2011-07-04	2012-02-04
	RO	Dealing in futures contracts	2011-07-04	2016-04-01
	Rep	Dealing in futures contracts	2010-09-30	2011-07-04
	Rep	Dealing in securities	2010-09-30	2011-07-04
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	RO	Dealing in futures contracts	2008-11-14	2010-05-26
	Rep	Dealing in futures contracts	2008-07-07	2008-11-14
	Rep	Dealing in securities	2008-07-07	2010-05-26