Personnel Hong Kong SFC License Details (ID 100181)

Personnel Hong Kong SFC License Details (ID 100181)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	RO	Dealing in futures contracts	2017-12-21	2023-01-02
	RO	Dealing in securities	2017-12-21	2023-01-02
	RO	Dealing in futures contracts	2009-07-02	2017-04-13
	RO	Dealing in securities	2009-07-02	2017-04-13
	Rep	Dealing in futures contracts	2009-06-23	2009-07-02
	Rep	Dealing in securities	2009-06-23	2009-07-02
MF Global Hong Kong Limited	RO	Advising on securities	2007-04-30	2008-12-31
	RO	Dealing in securities	2007-04-30	2008-12-31
	RO	Leveraged foreign exchange trading	2007-04-30	2008-12-31
MF Global Foreign Exchange HK Limited	RO	Leveraged foreign exchange trading	2006-10-26	2007-04-30
MF Global Hong Kong Limited	RO	Advising on futures contracts	2005-08-26	2008-12-31
	RO	Dealing in futures contracts	2005-08-26	2008-12-31
MF Global Securities HK Limited	RO	Advising on securities	2005-08-26	2007-04-30
	RO	Dealing in securities	2005-08-26	2007-04-30