Personnel SFC Licences and HKMA Registrations (ID 100183)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	RO	Dealing in futures contracts	2020-12-03	-
	RO	Dealing in securities	2020-12-03	-
	Rep	Dealing in futures contracts	2009-08-04	2020-12-03
	Rep	Dealing in securities	2009-07-14	2020-12-03
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2008-11-10	2009-04-18
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2005-06-30	2008-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.