| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | Dealing in futures contracts | 2020-12-03 | - |
| RO | Dealing in securities | 2020-12-03 | - | |
| Rep | Dealing in futures contracts | 2009-08-04 | 2020-12-03 | |
| Rep | Dealing in securities | 2009-07-14 | 2020-12-03 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2008-11-10 | 2009-04-18 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2005-06-30 | 2008-06-01 |