| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2010-09-06 | 2012-01-31 |
| Rep | Dealing in securities | 2010-09-06 | 2012-01-31 | |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2009-06-22 | 2009-11-18 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-22 | 2009-11-18 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-06-22 | 2009-11-18 |