Flores, Nicolas (SFC:AUZ455)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2010-08-10	2012-10-05
	Rep	Dealing in securities	2010-08-10	2012-10-05
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2010-04-01	2010-07-15
	Rep	Dealing in securities	2010-04-01	2010-07-15

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2010-08-10	2012-10-05
	Rep	Dealing in securities	2010-08-10	2012-10-05
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2010-04-01	2010-07-15
	Rep	Dealing in securities	2010-04-01	2010-07-15