| Gradient Trading Hong Kong Limited | RO | Dealing in futures contracts | 2013-12-13 | 2014-12-01 |
| RO | Dealing in securities | 2013-12-13 | 2014-12-01 |
| Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2011-06-27 | 2012-01-25 |
| Rep | Dealing in securities | 2011-06-05 | 2012-01-25 |
| RO | Dealing in securities | 2010-03-16 | 2011-06-05 |
| RO | Dealing in futures contracts | 2010-03-16 | 2011-06-27 |
| Rep | Dealing in futures contracts | 2010-01-26 | 2010-03-16 |
| Rep | Dealing in securities | 2010-01-26 | 2010-03-16 |
| ALL OPTIONS ASIA LIMITED | RO | Dealing in futures contracts | 2009-06-02 | 2010-01-01 |
| RO | Dealing in securities | 2009-06-02 | 2010-01-01 |
| All Options Hong Kong Limited | RO | Dealing in futures contracts | 2009-02-25 | 2010-01-01 |
| RO | Dealing in securities | 2009-02-25 | 2010-01-01 |