| Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2010-12-21 | 2012-09-25 |
| Rep | Dealing in securities | 2010-12-21 | 2012-09-25 |
| All Options Hong Kong Limited | Rep | Dealing in futures contracts | 2009-06-01 | 2009-11-01 |
| Rep | Dealing in securities | 2009-06-01 | 2009-11-01 |
| ALL OPTIONS ASIA LIMITED | Rep | Dealing in futures contracts | 2009-02-05 | 2009-06-01 |
| Rep | Dealing in securities | 2009-02-05 | 2009-06-01 |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2007-10-10 | 2008-12-03 |
| Rep | Dealing in futures contracts | 2007-10-10 | 2008-12-03 |
| Rep | Dealing in securities | 2007-10-10 | 2008-12-03 |