Personnel SFC Licences and HKMA Registrations (ID 100228)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TOP GEAR ASSET MANAGEMENT COMPANY LIMITED	RO	Asset management	2018-02-08	-
VISION FINANCE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2011-11-09	2018-02-01
	RO	Asset management	2011-11-09	2018-02-01
	Rep	Advising on securities	2009-10-09	2011-11-09
	Rep	Asset management	2008-09-29	2011-11-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.