Personnel SFC Licences and HKMA Registrations (ID 100236)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hel Ved Capital Management Limited	RO	Advising on securities	2021-04-28	-
	RO	Asset management	2019-11-21	-
ALLY BRIDGE GROUP (HK) LIMITED	RO	Asset management	2018-08-21	2019-08-30
WFM Asia (HK) Limited	RO	Advising on futures contracts	2005-08-03	2013-11-01
	RO	Advising on securities	2005-08-03	2017-08-09
	RO	Asset management	2005-08-03	2017-08-09
	Rep	Advising on futures contracts	2004-07-05	2005-08-03
	Rep	Advising on securities	2004-07-05	2005-08-03
	Rep	Asset management	2004-07-05	2005-08-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.