Personnel Hong Kong SFC License Details (ID 100238)

Personnel Hong Kong SFC License Details (ID 100238)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAMCO CAPITAL LIMITED	RO	Advising on securities	2023-06-05	-
	RO	Asset management	2023-06-05	-
Homaer Asset Management Company Limited	RO	Advising on securities	2019-02-04	2023-05-30
	RO	Asset management	2019-02-04	2023-05-30
LOGOS TECHNOLOGIES (HK) LIMITED	RO	Asset management	2016-09-22	2017-03-15
TAI FUNG ASSET MANAGEMENT COMPANY LIMITED	RO	Asset management	2013-07-05	2015-12-01
WFM Asia (HK) Limited	Rep	Advising on futures contracts	2010-07-06	2012-04-15
	Rep	Advising on securities	2010-05-03	2012-04-15
	Rep	Asset management	2010-05-03	2012-04-15
WMG Asia Limited	Rep	Advising on securities	2007-03-01	2010-05-01
	Rep	Asset management	2007-03-01	2010-05-01
LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2004-08-31	2006-10-31
	Rep	Asset management	2004-08-31	2006-10-31